0000902664-13-000181.txt : 20130118 0000902664-13-000181.hdr.sgml : 20130118 20130118171443 ACCESSION NUMBER: 0000902664-13-000181 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUNDBITE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001163698 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043520763 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83628 FILM NUMBER: 13538295 BUSINESS ADDRESS: STREET 1: 22 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-897-2500 MAIL ADDRESS: STREET 1: 22 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: SOUNDBITE COMMUNICATIONS NC DATE OF NAME CHANGE: 20011214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Emancipation Capital CENTRAL INDEX KEY: 0001292832 IRS NUMBER: 020700892 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-0661 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 p13-0136sc13ga.htm 13-0136 - SOUNDBITE COMMUNICATIONS, INC.

 

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G/A
 
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
 

SoundBite Communications, Inc.

(Name of Issuer)
 

Common Stock, par value $0.001 per share

(Title of Class of Securities)
 

836091108

(CUSIP Number)
 

December 31, 2012

(Date of Event Which Requires Filing of This Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨ Rule 13d-1(b)
ý Rule 13d-1(c)
¨ Rule 13d-1(d)
 
(Page 1 of 7 Pages)

 

______________________________

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
CUSIP No. 83609110813G/APage 2 of 7 Pages

 

1

NAME OF REPORTING PERSON

Emancipation Capital, LP

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ý

(b) ¨

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:		 5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

866,824

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

866,824

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

866,824

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.3%

12

TYPE OF REPORTING PERSON

PN

         

 

 
CUSIP No. 83609110813G/APage 3 of 7 Pages

 

1

NAME OF REPORTING PERSON

Emancipation Capital, LLC

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ý

(b) ¨

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:		 5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

866,824

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

866,824

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

866,824

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.3%

12

TYPE OF REPORTING PERSON

OO

         

 

 
CUSIP No. 83609110813G/APage 4 of 7 Pages

 

1

NAME OF REPORTING PERSON

Emancipation Capital Master, Ltd.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ý

(b) ¨

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:		 5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

866,824

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

866,824

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

866,824

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.3%

12

TYPE OF REPORTING PERSON

CO

         

 

 
CUSIP No. 83609110813G/APage 5 of 7 Pages

 

1

NAME OF REPORTING PERSON

Charles Frumberg

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ý

(b) ¨

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:		 5

SOLE VOTING POWER

0

6

SHARED VOTING POWER

866,824

7

SOLE DISPOSITIVE POWER

0

8

SHARED DISPOSITIVE POWER

866,824

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

866,824

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.3%

12

TYPE OF REPORTING PERSON

IN

         

 

 

 
CUSIP No. 83609110813G/APage 6 of 7 Pages

 

This Amendment No. 4 (this "Amendment") amends the statement on Schedule 13G filed on October 22, 2009 as amended by Amendment No. 1 filed on February 12, 2010, Amendment No. 2 filed on January 21, 2011 and Amendment No. 3 filed on March 1, 2012 (the "Original Schedule 13G" and the Original Schedule 13G as amended, the "Schedule 13G"), with respect to shares of common stock, par value $0.001 per share (the "Common Stock"), of SoundBite Communications, Inc. (the "Company"). Capitalized terms used herein and not otherwise defined in this Amendment have the meanings set forth in the Schedule 13G. This Amendment amends and restates Item 4 in its entirety as set forth below.

 

Item 4. OWNERSHIP
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
   
  (a) Amount beneficially owned: As of the filing date, each Reporting Person may be deemed the beneficial owner of 866,824 shares of Common Stock.
   
  (b) Percent of class: Approximately 5.3% as of the filing date, based on the Company's Quarterly Report on Form 10-Q filed on November 9, 2012, there were 16,368,815 shares of Common Stock issued and outstanding as of October 31, 2012.
   
  (c) Number of shares as to which such person has:
    (i) sole power to vote or to direct the vote: 0
    (ii) shared power to vote or to direct the vote: 866,824 shares of Common Stock
    (iii) sole power to dispose or to direct the disposition: 0
    (iv) shared power to dispose or to direct the disposition: 866,824 shares of Common Stock
 
CUSIP No. 83609110813G/APage 7 of 7 Pages

SIGNATURES

After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

DATE: January 18, 2013

 

EMANCIPATION CAPITAL, LP    
By: Emancipation Capital, LLC, its general partner    
     
/s/ Charles Frumberg    
Name: Charles Frumberg    
Title:    Managing Member    
     
EMANCIPATION CAPITAL MASTER LTD.    
     
/s/ Charles Frumberg    
Name: Charles Frumberg    
Title:    Director    
     
EMANCIPATION CAPITAL, LLC    
     
/s/ Charles Frumberg    
Name: Charles Frumberg    
Title:    Managing Member    
     
/s/ Charles Frumberg    
CHARLES FRUMBERG